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Registered advisor
R••••• A••••• W••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as R••••• A••••• W••••
At current firm
7 y
since Mar 19, 2019
In the industry
41 y
since Mar 21, 1985 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G••••• R••••••••• P••••••• L•• institutional currentsince Mar 19, 2019 · Asheboro, Nc
- I••••••••• F•••••••• P••••••• BD affiliatedMay 22, 2015 to Mar 19, 2019 · Greensboro, Nc
- W•••• F•••• A••••••• wirehouseNov 1, 2013 to May 27, 2015 · Greensboro, Nc
- L•• F•••••••• L•• BD affiliatedMay 20, 2005 to Nov 29, 2013 · Greensboro, Nc
- C••••• A•••••• N••••••• L•• formerJun 25, 2003 to May 25, 2005 · Greensboro, Nc
- C••••• A•••••• N••••••• L•• formerDec 31, 2001 to Oct 4, 2002 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• F•••••••• P••••••• to G••••• R••••••••• P••••••• L••left Mar 19, 2019, registered Mar 19, 2019 (0 days) · Other
- W•••• F•••• A••••••• to I••••••••• F•••••••• P•••••••left May 27, 2015, registered May 22, 2015 (-5 days) · Other
- L•• F•••••••• L•• to W•••• F•••• A•••••••left Nov 29, 2013, registered Nov 1, 2013 (-28 days) · Other
- C••••• A•••••• N••••••• L•• to L•• F•••••••• L••left May 25, 2005, registered May 20, 2005 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address