DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Patrick Michael Kaiser
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
1 y
since May 9, 2025
In the industry
34 y
since May 19, 1992 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Tucker Asset Management LLC independent RIA currentsince May 9, 2025 · Littleton, Co
- Iams Wealth Management, LLC independent RIAAug 17, 2021 to May 20, 2025 · Orland Park, Il
- Royal Fund Management, LLC independent RIAJun 27, 2019 to Aug 13, 2021 · Orland Park, Il
- Virtue Capital Management, LLC independent RIAAug 16, 2016 to Jul 1, 2019 · Orland Park, Il
- Brookstone Capital Management LLC independent RIANov 12, 2013 to Aug 17, 2016 · Tinley Park, Il
- Cambridge Investment Research Advisors, Inc. BD affiliatedJul 18, 2011 to Dec 31, 2011 · Tinley Park, Il
- World Equity Group, Inc. BD affiliatedMay 1, 2009 to Mar 16, 2011 · Wheaton, Il
- Workman Securities Corporation unclassifiedApr 14, 2005 to Jun 29, 2007 · Tinley Park, Il
- Vsr Advisory Services formerJan 24, 2003 to Dec 31, 2004 · Oak Forest, Il
- The Masters, Inc. unclassifiedSep 16, 1998 to Feb 7, 2003 · Midlothian, Il
Moves
a registration end followed by a registration begin elsewhere
- Iams Wealth Management, LLC to Tucker Asset Management LLCleft May 20, 2025, registered May 9, 2025 (-11 days) · RIA to RIA
- Royal Fund Management, LLC to Iams Wealth Management, LLCleft Aug 13, 2021, registered Aug 17, 2021 (4 days) · RIA to RIA
- Virtue Capital Management, LLC to Royal Fund Management, LLCleft Jul 1, 2019, registered Jun 27, 2019 (-4 days) · RIA to RIA
- Brookstone Capital Management LLC to Virtue Capital Management, LLCleft Aug 17, 2016, registered Aug 16, 2016 (-1 days) · Other
- Cambridge Investment Research Advisors, Inc. to Brookstone Capital Management LLCleft Dec 31, 2011, registered Nov 12, 2013 (682 days) · Other
- World Equity Group, Inc. to Cambridge Investment Research Advisors, Inc.left Mar 16, 2011, registered Jul 18, 2011 (124 days) · Other
- Workman Securities Corporation to World Equity Group, Inc.left Jun 29, 2007, registered May 1, 2009 (672 days) · Other
- Vsr Advisory Services to Workman Securities Corporationleft Dec 31, 2004, registered Apr 14, 2005 (104 days) · Other
- The Masters, Inc. to Vsr Advisory Servicesleft Feb 7, 2003, registered Jan 24, 2003 (-14 days) · corporate re-registration, not a move
Signals
- Patrick Michael Kaiser left Iams Wealth Management, Llc for Tucker Asset Management Llc (registered 2025-05-09)May 20, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address