RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Jul 2, 2020 · Miami, Fl
- J••• M••••• S••••••••• L•• wirehouseNov 14, 2014 to Jul 7, 2020 · New York, Ny
- B••••••• C•••••• I••• formerOct 27, 2009 to Nov 21, 2014 · New York, Ny
- L••••••• A•••• M••••••••• L•• asset managerAug 7, 2003 to Jul 28, 2005 · New York, Ny
- J••• M••••• S••••••••• L•• to M••••• S••••••left Jul 7, 2020, registered Jul 2, 2020 (-5 days) · Wirehouse to wirehouse · moved with a team
- B••••••• C•••••• I••• to J••• M••••• S••••••••• L••left Nov 21, 2014, registered Nov 14, 2014 (-7 days) · Other
- L••••••• A•••• M••••••••• L•• to B••••••• C•••••• I•••left Jul 28, 2005, registered Oct 27, 2009 (1552 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address