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Registered advisor

A•••••• G• C••••••

M••••• S••••••wirehousePoughkeepsie, Nydual registrantIAPD 1380215

Feed of 09/14/2026

Also filed as Anthony C••••••

At current firm

3 y

since Nov 15, 2022

In the industry

26 y

since Sep 22, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Nov 15, 2022 · Poughkeepsie, Ny
W•••• F•••• A••••••• wirehouse
Jul 8, 2022 to Nov 30, 2022 · Poughkeepsie, Ny
W•••• F•••• A••••••• wirehouse
Mar 3, 2009 to Jul 8, 2022 · Poughkeepsie, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 19, 2002 to Mar 3, 2009 · Poughkeepsie, Ny

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to M••••• S••••••
left Nov 30, 2022, registered Nov 15, 2022 (-15 days) · Wirehouse to wirehouse
W•••• F•••• A••••••• to W•••• F•••• A•••••••
left Jul 8, 2022, registered Jul 8, 2022 (0 days) · channel change inside one enterprise, not a move · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Mar 3, 2009, registered Mar 3, 2009 (0 days) · Wirehouse to wirehouse

Signals

A•••••• G• C•••••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2022-11-15)
Nov 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address