RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R•••••• R••••
- A••••••• F•••••••• A•••••••• L•• BD affiliated currentsince Aug 25, 2026 · Lincoln, Ne
- A••••••• F•••••••• A•••••••• L•• BD affiliatedOct 9, 2017 to Aug 17, 2018 · Wellington, Fl
- P•••• S••••••••• L•• no RAUMApr 25, 2016 to Jan 30, 2017 · Boca Raton, Fl
- O•••• F•• I••• formerDec 12, 2014 to Apr 10, 2015 · Virginia Beach, Va
- M•• F•••••••• S•••••••• I••• formerAug 14, 2013 to Aug 18, 2014 · Elkridge, Md
- O••••••••• S••••••••• I••• BD affiliatedOct 8, 2012 to Feb 28, 2013 · Midlothian, Va
- P•••• S••••••••• L•• to A••••••• F•••••••• A•••••••• L••left Jan 30, 2017, registered Oct 9, 2017 (252 days) · Other · moved with a team
- O•••• F•• I••• to P•••• S••••••••• L••left Apr 10, 2015, registered Apr 25, 2016 (381 days) · Other
- M•• F•••••••• S•••••••• I••• to O•••• F•• I•••left Aug 18, 2014, registered Dec 12, 2014 (116 days) · Other
- O••••••••• S••••••••• I••• to M•• F•••••••• S•••••••• I•••left Feb 28, 2013, registered Aug 14, 2013 (167 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address