RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• M•••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Nov 7, 2023 · Fort Lauderdale, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedSep 28, 2017 to Nov 1, 2023 · Fort Lauderdale, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedNov 12, 2015 to Jul 15, 2016 · Ft Lauderdale, Fl
- H•••••• T••••••• • K•••• L•• independent RIAJan 3, 2013 to Oct 8, 2015 · Woodstock, Ga
- B••••••••• L•• formerApr 21, 2011 to Jun 6, 2011 · Severna Park, Md
- S••••••• I••••••••• S•••••••• I••• formerJun 22, 2009 to Mar 18, 2011 · Glen Burnie, Md
- P•• W••••• M••••••••• BD affiliatedDec 19, 2008 to Jun 15, 2009 · Pasadena, Md
- S••••••• I••••••••• S•••••••• I••• formerSep 13, 2004 to Dec 9, 2008 · Atlanta, Ga
- M•• I•••••••• S•••••••• L•• to G••••• R••••••••• P••••••• L••left Nov 1, 2023, registered Nov 7, 2023 (6 days) · Other · moved with a team
- H•••••• T••••••• • K•••• L•• to M•• I•••••••• S•••••••• L••left Oct 8, 2015, registered Nov 12, 2015 (35 days) · Other
- B••••••••• L•• to H•••••• T••••••• • K•••• L••left Jun 6, 2011, registered Jan 3, 2013 (577 days) · Other
- S••••••• I••••••••• S•••••••• I••• to B••••••••• L••left Mar 18, 2011, registered Apr 21, 2011 (34 days) · Other
- P•• W••••• M••••••••• to S••••••• I••••••••• S•••••••• I•••left Jun 15, 2009, registered Jun 22, 2009 (7 days) · Other
- S••••••• I••••••••• S•••••••• I••• to P•• W••••• M•••••••••left Dec 9, 2008, registered Dec 19, 2008 (10 days) · Other
- J•••••• M••••• left M•• I•••••••• S•••••••• L•• for G••••• R••••••••• P••••••• L•• (registered 2023-11-07)Nov 1, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address