DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Vincent Petersen
Feed of 09/15/2026
Also filed as Mark Vincent Peterson
At current firm
1 y
since Aug 29, 2025
In the industry
22 y
since Jul 14, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Crescent Advisor Group, Inc. independent RIA currentsince Aug 29, 2025 · Plano, Tx
- International Assets Investment Management, LLC BD affiliatedMay 18, 2022 to Dec 31, 2023 · Orlando, Fl
- Colorado Financial Service Corporation formerAug 18, 2020 to Dec 31, 2021 · Centennial, Co
- Emerson Equity LLC BD affiliatedOct 2, 2017 to Jul 21, 2020 · Plano, Tx
- William Blair & Company L.L.C. BD affiliatedMay 8, 2007 to May 15, 2008 · Chicago, Il
- Cnl Institutional Advisors, Inc. unclassifiedJul 14, 2004 to Oct 19, 2005 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- International Assets Investment Management, LLC to Crescent Advisor Group, Inc.left Dec 31, 2023, registered Aug 29, 2025 (607 days) · Affiliated broker-dealer or bank to independent RIA
- Colorado Financial Service Corporation to International Assets Investment Management, LLCleft Dec 31, 2021, registered May 18, 2022 (138 days) · Other
- Emerson Equity LLC to Colorado Financial Service Corporationleft Jul 21, 2020, registered Aug 18, 2020 (28 days) · Other
- William Blair & Company L.L.C. to Emerson Equity LLCleft May 15, 2008, registered Oct 2, 2017 (3427 days) · Other
- Cnl Institutional Advisors, Inc. to William Blair & Company L.L.C.left Oct 19, 2005, registered May 8, 2007 (566 days) · Other
Signals
- Mark Vincent Petersen left International Assets Investment Management, Llc for Crescent Advisor Group, Inc. (registered 2025-08-29)Dec 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address