DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Crescent Advisor Group, Inc.
Latest filing Jan 7, 2026
First filing on the tape Dec 5, 2022 · 15 filings
SEC status approved since Jan 5, 2023
RAUM
$344M
reported, Item 5.F
Discretionary
60%
of RAUM
Private clients
62%
$214M individuals and HNW
Advisors
18
registered through the firm on IAPD
RAUM per advisor
$19.1M
derived; firm RAUM over IAPD count
Employees
18
18 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$344M as of Jan 7, 2026
Jan 3, 2023$212M then
HNW client RAUM$163M as of Jan 7, 2026
Jan 3, 2023$97.1M then
State-registered IARs (5.B.3)18 as of Jan 7, 2026
Jan 3, 202315 then
Employees (5.A)18 as of Jan 7, 2026
Jan 3, 202315 then
Private funds: no history
RAUM +22% over the last fiscal year+18% a year over threeIARs 17 to 18
Practice profile
derived from the filing of Jan 7, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $19.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 13derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $675,231derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 60%derivedof RAUM
- Institutional
- 33%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 9.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +5.9%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.9%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$163M48%
- Insurance companies$99.8M29%
- Individuals$51.2M15%
- Corporations and businesses$14.0M4.1%
- Pension and profit-sharing plans$13.5M4.0%
- Individual clients
- 192reported
- HNW clients
- 36reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 510reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.62 fund_share=0.0 institutional_share=0.33 related_bd=true related_bank=false bd_reps=13.0derived
Advisors registered through the firm
18 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Travis Nick Duren | Plano, Tx | Nov 5, 2003 | 32 y | 1 |
| David Hamilton Evaul | Plano, Tx | Nov 7, 2005 | 31 y | 0 |
| Richard Wise Adkisson | Plano, Tx | Mar 31, 2006 | 31 y | 0 |
| Victor Joseph Dimaggio | Schererville, In | Nov 17, 2008 | 37 y | 2 |
| Russell Warren Travis | Plano, Tx | Oct 3, 2012 | 30 y | 0 |
| Bradley Edwin Phelan | Plano, Tx | Aug 29, 2016 | 10 y | 0 |
| Terry Lee Hill | Dallas, Tx | Jan 4, 2018 | 44 y | 3 |
| Hatley Joe Harrell | Lubbock, Tx | Jan 15, 2019 | 23 y | 2 |
| Tyler C CastleCertified Financial Planner | Plano, Tx | Jul 17, 2019 | 11 y | 1 |
| Jonathon B BoltCertified Financial Planner | Plano, Tx | Sep 13, 2019 | 11 y | 0 |
| Kenneth Wayne Hast | Plano, Tx | Jan 21, 2022 | 46 y | 1 |
| Juan Carlos Martinez | Plano, Tx | Sep 7, 2022 | 36 y | 1 |
| Stephan Celuch | Plano, Tx | Mar 20, 2023 | 21 y | 0 |
| Charles Louis Lanza | Plano, Tx | Jul 13, 2023 | 15 y | 1 |
| Brook Scardina | Roswell, Ga | Feb 27, 2024 | 11 y | 2 |
| Mark Vincent Petersen | Arlington, Tx | Aug 29, 2025 | 22 y | 5 |
| Zachary Duren | Plano, Tx | Sep 4, 2025 | 11 y | 0 |
| Johnny Borrelli | Plano, Tx | Jul 14, 2026 | 15 y | 5 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Anthony Jerry Kulhanek to Realta Investment Advisors, IncJan 2, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- Johnny Borrelli from Realta Investment Advisors, IncJul 14, 2026 · Affiliated broker-dealer or bank to independent RIA
- Mark Vincent Petersen from International Assets Investment Management, LLCAug 29, 2025 · Affiliated broker-dealer or bank to independent RIA
- Brook Scardina from St. John & Associates, Inc.Feb 27, 2024 · RIA to RIA
- Anthony Jerry Kulhanek from Realta Investment Advisors, IncJan 25, 2024 · Affiliated broker-dealer or bank to independent RIA
- Charles Louis Lanza from Titan SecuritiesJul 13, 2023 · Other
- Kenneth Wayne Hast from Titan SecuritiesJan 21, 2022 · Other
- Tyler C Castle from Lowell Wealth ManagementJul 17, 2019 · Other
- Terry Lee Hill from Isc Advisors, Inc.Jan 4, 2018 · Other
- Victor Joseph Dimaggio from Crown Financial Advisors, LLCNov 17, 2008 · Other
- Travis Nick Duren from Sovereign Equity Management, Inc.Nov 5, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Nick Travis Duren · President/Ccocontrolsince 04/2001 · owns 75% or more
- Warren Russell Travis · Senior Vice Presidentsince 10/2022 · owns less than 5%
Related persons
Schedule D 7.A
- Crescent Securities Group, Inc.broker-dealern
- David Evauln
- Hatley J. Harrell Jr.investment advisern
- Travis Nick Durenreal estaten
- Victor Dimaggioinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Plano, Tx · principal | 18 | 1 | 0 | ||
| Lubbock, Tx | 3 | 0 | 0 | ||
| Dallas, Tx | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Lubbock, TX5 employees
What changed
consecutive filings, newest first
- Accounts · 467 to 510Oct 16, 2025 to Dec 23, 2025
- Advisory employees · 17 to 18Oct 16, 2025 to Dec 23, 2025
- BD registered reps · 12 to 13Oct 16, 2025 to Dec 23, 2025
- HNW clients · 29 to 36Oct 16, 2025 to Dec 23, 2025
- Individual clients · 201 to 192Oct 16, 2025 to Dec 23, 2025
- Employees · 17 to 18Oct 16, 2025 to Dec 23, 2025
- Financial planning clients · 11-25 to 1-10Oct 16, 2025 to Dec 23, 2025
- State-registered IARs · 17 to 18Oct 16, 2025 to Dec 23, 2025
- Discretionary RAUM · $188M to $207MOct 16, 2025 to Dec 23, 2025
- HNW RAUM · $130M to $163MOct 16, 2025 to Dec 23, 2025
- Individual RAUM · $45.4M to $51.2MOct 16, 2025 to Dec 23, 2025
- Non-discretionary RAUM · $95.0M to $138MOct 16, 2025 to Dec 23, 2025
- Pension RAUM · $16.7M to $13.5MOct 16, 2025 to Dec 23, 2025
- RAUM · $283M to $344MOct 16, 2025 to Dec 23, 2025
- Financial planning clients · 11-25 to 11-25Dec 26, 2024 to May 6, 2025
- Accounts · 439 to 467Nov 25, 2024 to Dec 26, 2024
- HNW clients · 31 to 29Nov 25, 2024 to Dec 26, 2024
- Individual clients · 204 to 201Nov 25, 2024 to Dec 26, 2024
- Discretionary RAUM · $169M to $188MNov 25, 2024 to Dec 26, 2024
- HNW RAUM · $105M to $130MNov 25, 2024 to Dec 26, 2024
- Individual RAUM · $40.6M to $45.4MNov 25, 2024 to Dec 26, 2024
- Non-discretionary RAUM · $72.0M to $95.0MNov 25, 2024 to Dec 26, 2024
- Pension RAUM · $12.8M to $16.7MNov 25, 2024 to Dec 26, 2024
- RAUM · $241M to $283MNov 25, 2024 to Dec 26, 2024
- Accounts · 470 to 439Aug 7, 2023 to Dec 22, 2023
- Advisory employees · 15 to 17Aug 7, 2023 to Dec 22, 2023
- HNW clients · 36 to 31Aug 7, 2023 to Dec 22, 2023
- Individual clients · 343 to 204Aug 7, 2023 to Dec 22, 2023
- Employees · 15 to 17Aug 7, 2023 to Dec 22, 2023
- State-registered IARs · 15 to 17Aug 7, 2023 to Dec 22, 2023
- Discretionary RAUM · $139M to $169MAug 7, 2023 to Dec 22, 2023
- HNW RAUM · $97.1M to $105MAug 7, 2023 to Dec 22, 2023
- Individual RAUM · $42.2M to $40.6MAug 7, 2023 to Dec 22, 2023
- Non-discretionary RAUM · $72.8M to $72.0MAug 7, 2023 to Dec 22, 2023
- Pension RAUM · $12.1M to $12.8MAug 7, 2023 to Dec 22, 2023
- RAUM · $212M to $241MAug 7, 2023 to Dec 22, 2023
Signals
2 dated events
- Anthony Jerry Kulhanek left Crescent Advisor Group, Inc. for Realta Investment Advisors, Inc (registered 2025-01-17)Jan 2, 2025 · Advisor changed firm · fact
- Crescent Advisor Group, Inc. filed its initial SEC registration (Form ADV)Dec 5, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 972-490-0150reportedpublic record, Form ADV, Jan 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $19.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026