RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• B•••• B••••••
- N•••••••• F•••••••• P•••••••• L•• institutional currentsince Feb 14, 2024 · East Brunswick, Nj
- M••••••••• I••••••••• A•• R••••••••• A•••••••• L•• institutionalFeb 15, 2019 to Aug 17, 2023 · East Brunswick, Nj
- A••••• W••••• M••••••••• L•• unclassifiedOct 28, 2013 to Aug 10, 2018 · Hopewell, Nj
- O•••••• C•••••• A•••••••• L•• independent RIAAug 16, 2012 to Aug 28, 2013 · Traverse City, Mi
- M••••• S•••••• wirehouseJul 19, 2011 to May 2, 2012 · Morristown, Nj
- L•••••• I••••••••• independent RIAJan 4, 2010 to Jan 13, 2010 · Iselin, Nj
- V••••• F•••• A•••• M••••••••• L•• formerDec 4, 2006 to Jan 17, 2007 · Wilmington, De
- M••••••••• I••••••••• A•• R••••••••• A•••••••• L•• to N•••••••• F•••••••• P•••••••• L••left Aug 17, 2023, registered Feb 14, 2024 (181 days) · Other
- A••••• W••••• M••••••••• L•• to M••••••••• I••••••••• A•• R••••••••• A•••••••• L••left Aug 10, 2018, registered Feb 15, 2019 (189 days) · Other
- O•••••• C•••••• A•••••••• L•• to A••••• W••••• M••••••••• L••left Aug 28, 2013, registered Oct 28, 2013 (61 days) · Other
- M••••• S•••••• to O•••••• C•••••• A•••••••• L••left May 2, 2012, registered Aug 16, 2012 (106 days) · Other
- L•••••• I••••••••• to M••••• S••••••left Jan 13, 2010, registered Jul 19, 2011 (552 days) · Other
- V••••• F•••• A•••• M••••••••• L•• to L•••••• I•••••••••left Jan 17, 2007, registered Jan 4, 2010 (1083 days) · Other
- G••• B•••• B•••••• left M••••••••• I••••••••• A•• R••••••••• A•••••••• L•• for N•••••••• F•••••••• P•••••••• L•• (registered 2024-02-14)Aug 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address