RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V•••••••• B••• G••••
- W•••• F•••• A••••••• wirehouse currentsince Sep 1, 2026 · Chatham, Nj
- J••• M••••• S••••••••• L•• wirehouseDec 9, 2020 to Apr 4, 2025 · New York, Ny
- R•••••• J•••• • A••••••••• I••• national BDSep 6, 2016 to Dec 14, 2020 · New York, Ny
- D••••••• B••• S••••••••• I••• no RAUMOct 23, 2013 to Sep 6, 2016 · New York, Ny
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 2, 2009 · New York, Ny
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · New York, Ny
- M••••• S•••••• D• I••• unclassifiedOct 28, 2005 to Apr 2, 2007 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 7, 2000 to Nov 2, 2005 · New York, Ny
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Apr 4, 2025, registered Sep 1, 2026 (515 days) · Wirehouse to wirehouse
- R•••••• J•••• • A••••••••• I••• to J••• M••••• S••••••••• L••left Dec 14, 2020, registered Dec 9, 2020 (-5 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- D••••••• B••• S••••••••• I••• to R•••••• J•••• • A••••••••• I•••left Sep 6, 2016, registered Sep 6, 2016 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to D••••••• B••• S••••••••• I•••left Jul 2, 2009, registered Oct 23, 2013 (1574 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• D• I•••left Nov 2, 2005, registered Oct 28, 2005 (-5 days) · Other
- V•••••••• B••• G•••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2026-09-01)Apr 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address