RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• C•••
- M•••• C••••••• A••••••• S•••••• BD affiliated currentsince May 13, 2026 · Palm Beach Gardens, Fl
- J••• M••••• S••••••••• L•• wirehouseAug 6, 2024 to Apr 6, 2026 · Chicago, Il
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Jul 9, 2021 · Boston, Ma
- S•••••••• A••••••• L•• national BDMar 4, 2008 to Jul 13, 2018 · Naperville, Il
- B•• H••••• F•••••••• A•••••••• I•• formerDec 8, 2005 to Sep 21, 2007 · Plainfield, Il
- E•••••• C•••••• M••••••••• L•• formerApr 12, 2004 to Dec 31, 2005 · Atlanta, Ga
- J••• M••••• S••••••••• L•• to M•••• C••••••• A••••••• S••••••left Apr 6, 2026, registered May 13, 2026 (37 days) · Wirehouse to affiliated broker-dealer or bank
- F••••••• P••••••• A•• W•••••••• A••••••• to J••• M••••• S••••••••• L••left Jul 9, 2021, registered Aug 6, 2024 (1124 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- B•• H••••• F•••••••• A•••••••• I•• to S•••••••• A••••••• L••left Sep 21, 2007, registered Mar 4, 2008 (165 days) · Other
- E•••••• C•••••• M••••••••• L•• to B•• H••••• F•••••••• A•••••••• I••left Dec 31, 2005, registered Dec 8, 2005 (-23 days) · corporate re-registration, not a move
- A•••••• C••• left J••• M••••• S••••••••• L•• for M•••• C••••••• A••••••• S•••••• (registered 2026-05-13)Apr 6, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address