RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• L••••• B••••••••
- W•••• F•••• A••••••• wirehouse currentsince Dec 1, 2025 · Greensboro, Nc
- T••••• A••••••• S•••••••• I••• BD affiliatedAug 24, 2018 to Dec 2, 2025 · Greensboro, Nc
- M••••• S•••••• wirehouseJun 1, 2009 to Aug 27, 2018 · Greensboro, Nc
- M••••• S•••••• • C•• L•• unclassifiedNov 30, 2007 to Jun 1, 2009 · Greensboro, Nc
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 31, 2001 to Dec 12, 2007 · Greensboro, Nc
- T••••• A••••••• S•••••••• I••• to W•••• F•••• A•••••••left Dec 2, 2025, registered Dec 1, 2025 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to T••••• A••••••• S•••••••• I•••left Aug 27, 2018, registered Aug 24, 2018 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to M••••• S•••••• • C•• L••left Dec 12, 2007, registered Nov 30, 2007 (-12 days) · Other
- G••• L••••• B•••••••• left T••••• A••••••• S•••••••• I••• for W•••• F•••• A••••••• (registered 2025-12-01)Dec 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address