DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeannette Ann Adcock
Feed of 09/14/2026
At current firm
4 y
since Sep 27, 2021
In the industry
39 y
since Feb 12, 1987 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Thurston Springer Advisors BD affiliated currentsince Sep 27, 2021 · Indianapolis, In
- Sanctuary Advisors, LLC BD affiliatedMay 26, 2017 to Jun 29, 2020 · Miami, Fl
- Wintrust Investments formerAug 1, 2006 to Apr 21, 2017 · Elk Grove Village, Il
- Great Lakes Advisors, LLC otherSep 23, 2004 to Dec 31, 2006 · Chicago, Il
- Wells Fargo Advisors wirehouseJul 1, 2003 to Oct 4, 2004 · Chicago, Il
- Prudential Equity Group, LLC unclassifiedJan 22, 1998 to Jul 1, 2003 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Sanctuary Advisors, LLC to Thurston Springer Advisorsleft Jun 29, 2020, registered Sep 27, 2021 (455 days) · Affiliated broker-dealer or bank to another
- Wintrust Investments to Sanctuary Advisors, LLCleft Apr 21, 2017, registered May 26, 2017 (35 days) · Other
- Great Lakes Advisors, LLC to Wintrust Investmentsleft Dec 31, 2006, registered Aug 1, 2006 (-152 days) · Other
- Wells Fargo Advisors to Great Lakes Advisors, LLCleft Oct 4, 2004, registered Sep 23, 2004 (-11 days) · Other
- Prudential Equity Group, LLC to Wells Fargo Advisorsleft Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address