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RIA Intelligence

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Registered advisor

M•••••• H•••••••

••••••••independent RIATerre Haute, In dual registrantIAPD 1440868

Feed of 09/14/2026

Also filed as Mike H•••••••

At current firm

2 y

since May 3, 2024

In the industry

40 y

since Jan 30, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

•••••••• independent RIA current
since May 3, 2024 · Nashville, Tn
W•••• F•••• A••••••• wirehouse
Feb 17, 2022 to May 13, 2024 · Terre Haute, In
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Feb 17, 2022 · Terre Haute, In
A• G• E•••••• • S•••• I••• unclassified
Jul 10, 2001 to Jan 1, 2008 · Terre Haute, In

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to ••••••••
left May 13, 2024, registered May 3, 2024 (-10 days) · Wirehouse to independent RIA · moved with a team
W•••• F•••• A••••••• to W•••• F•••• A•••••••
left Feb 17, 2022, registered Feb 17, 2022 (0 days) · channel change inside one enterprise, not a move · moved with a team
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

M•••••• H••••••• left W•••• F•••• A••••••• for &Partners (registered 2024-05-03)
May 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address