DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

D•••• J• M••••

E••••• J••••national BDSan Antonio, Tx dual registrantIAPD 1447976

Feed of 09/14/2026

Also filed as D•••• Janette Fox

At current firm

1 y

since Jun 4, 2025

In the industry

12 y

since Feb 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Jun 4, 2025 · St. Louis, Mo
C•••••••• G••••• M•••••• I••• BD affiliated
Oct 4, 2018 to May 8, 2025 · Jacksonville, Fl
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to Jun 28, 2018 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Nov 23, 2016 to Jan 8, 2018 · San Antonio, Tx

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to E••••• J••••
left May 8, 2025, registered Jun 4, 2025 (27 days) · Affiliated broker-dealer or bank to another · moved with a team
U••• I••••••••• S••••••• C•••••• to C•••••••• G••••• M•••••• I•••
left Jun 28, 2018, registered Oct 4, 2018 (98 days) · Affiliated broker-dealer or bank to another
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move

Signals

D•••• J• M•••• left C•••••••• G••••• M•••••• I••• for E••••• J•••• (registered 2025-06-04)
May 8, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address