RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• V••••••••• R•••
- W••••• F•••••••• independent RIA currentsince Jan 1, 2026 · Las Vegas, Nv
- F••••••• P••••••• A•• W•••••••• A••••••• formerJun 29, 2022 to May 23, 2023 · Las Vegas, Nv
- O•••• F•• I••• formerJul 6, 2021 to Aug 16, 2021 · Las Vegas, Nv
- R•• C•••••• M••••••• L•• national BDMay 13, 2019 to Dec 22, 2020 · Beverly Hills, Ca
- M••••• S•••••• wirehouseOct 12, 2017 to May 14, 2019 · Sherman Oaks, Ca
- W•••• F•••• A••••••• wirehouseOct 29, 2013 to Oct 2, 2017 · Beverly Hills, Ca
- F••••••• P••••••• A•• W•••••••• A••••••• to W••••• F••••••••left May 23, 2023, registered Jan 1, 2026 (954 days) · Affiliated broker-dealer or bank to independent RIA
- O•••• F•• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Aug 16, 2021, registered Jun 29, 2022 (317 days) · Affiliated broker-dealer or bank to another
- R•• C•••••• M••••••• L•• to O•••• F•• I•••left Dec 22, 2020, registered Jul 6, 2021 (196 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to R•• C•••••• M••••••• L••left May 14, 2019, registered May 13, 2019 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M••••• S••••••left Oct 2, 2017, registered Oct 12, 2017 (10 days) · Wirehouse to wirehouse
- A•••••• V••••••••• R••• left F••••••• P••••••• A•• W•••••••• A••••••• for W••••• F•••••••• (registered 2026-01-01)May 23, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address