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Registered advisor
T•••••• M•••• M•••••
Feed of 09/15/2026
Also filed as Terri M•••••
At current firm
4 y
since Jul 19, 2022
In the industry
39 y
since Jul 28, 1987 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Jul 19, 2022 · Cleveland, Oh
- K•• I••••••••• S••••••• L•• BD affiliatedMay 13, 2022 to Jul 15, 2022 · Brooklyn, Oh
- P•• W••••• M••••••••• BD affiliatedOct 21, 2013 to May 2, 2022 · Cleveland, Oh
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Oct 7, 2013 · Defiance, Oh
- A• G• E•••••• • S•••• I••• unclassifiedMar 30, 2007 to Jan 1, 2008 · St. Louis, Mo
- K•••••• C•••••• M•••••• I••• unclassifiedMay 21, 2003 to Feb 16, 2007 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- K•• I••••••••• S••••••• L•• to P•• W••••• M•••••••••left Jul 15, 2022, registered Jul 19, 2022 (4 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to K•• I••••••••• S••••••• L••left May 2, 2022, registered May 13, 2022 (11 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left Oct 7, 2013, registered Oct 21, 2013 (14 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- K•••••• C•••••• M•••••• I••• to A• G• E•••••• • S•••• I•••left Feb 16, 2007, registered Mar 30, 2007 (42 days) · Other
Signals
- T•••••• M•••• M••••• left K•• I••••••••• S••••••• L•• for P•• W••••• M••••••••• (registered 2022-07-19)Jul 15, 2022 · Advisor changed firm · fact
- T•••••• M•••• M••••• left P•• W••••• M••••••••• for K•• I••••••••• S••••••• L•• (registered 2022-05-13)May 2, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address