DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
K•••• A•••• S••••••
Feed of 09/14/2026
Also filed as Rusty S••••••
At current firm
7 y
since Apr 5, 2019
In the industry
32 y
since Jun 14, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I•• W••••• M••••••••• L•• BD affiliated currentsince Apr 5, 2019 · Maitland, Fl
- I••••••••• F•••••••• P••••••• BD affiliatedMay 6, 2011 to Mar 21, 2019 · Altamonte Springs, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJun 2, 2009 to Mar 7, 2011 · Orlando, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMay 22, 2006 to Oct 10, 2009 · Winter Garden, Fl
- R•••••• J•••• • A••••••••• I••• national BDDec 15, 2000 to May 4, 2006 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• F•••••••• P••••••• to I•• W••••• M••••••••• L••left Mar 21, 2019, registered Apr 5, 2019 (15 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to I••••••••• F•••••••• P•••••••left Mar 7, 2011, registered May 6, 2011 (60 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 10, 2009, registered Jun 2, 2009 (-130 days) · corporate re-registration, not a move
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left May 4, 2006, registered May 22, 2006 (18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address