DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mjp Wealth Advisors
Legal name Mjp Associates, Inc.
Latest filing Jun 11, 2026
First filing on the tape Mar 27, 2012 · 73 filings
SEC status approved since Sep 1, 2004
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
80%
$1.2B individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$130M
derived; firm RAUM over IAPD count
Employees
21
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
73 filings and snapshots on the tape
RAUM$1.6B as of Jun 11, 2026
Jun 26, 2012$145M then
HNW client RAUM$987M as of Jun 11, 2026
Jun 14, 2018$214M then
State-registered IARs (5.B.3)12 as of Jun 11, 2026
Jun 20, 20134 then
Employees (5.A)21 as of Jun 11, 2026
Jun 20, 20136 then
Private funds: no history
RAUM +18% over the last fiscal year+22% a year over threeIARs 7 to 12
Practice profile
derived from the filing of Jun 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $130MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 72derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $510,894derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 6.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +71%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $297M, 581 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$987M63%
- Pension and profit-sharing plans$298M19%
- Individuals$255M16%
- Charitable organizations$13.2M0.8%
- Corporations and businesses$8.6M0.6%
- Individual clients
- 586reported
- HNW clients
- 279reported
- Pension plan clients
- 36reported
- Charitable clients
- 5reported
- Accounts
- 3,057reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $297M for 581 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.8 fund_share=0.0 institutional_share=0.2 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Morton Jay Potoff | Farmington, Ct | May 26, 1983 | 59 y | 1 |
| Steven Eric GlickCertified Financial Planner, Chartered Financial Consultant | Farmington, Ct | May 14, 2008 | 28 y | 1 |
| Michele Ann Vendig | Farmington, Ct | Jul 23, 2008 | 20 y | 0 |
| Richard Donnelly HammondCertified Financial Planner | Farmington, Ct | Jan 14, 2009 | 32 y | 0 |
| Theodore Nathan Kaplan | West Hartford, Ct | Dec 14, 2010 | 29 y | 1 |
| Brian Hugh Vendig | Farmington, Ct | Oct 12, 2011 | 14 y | 1 |
| Robert Frederick Eilers | Farmington, Ct | Feb 13, 2013 | 37 y | 0 |
| Michael Stamos | Farmington, Ct | Dec 9, 2015 | 22 y | 0 |
| Kevin BradyCertified Financial Planner | Westport, Ct | Dec 4, 2018 | 11 y | 2 |
| Timothy John Fitzgerald | Farmington, Ct | Mar 18, 2021 | 20 y | 2 |
| Louis T NisticoCertified Financial Planner | Farmington, Ct | Jun 12, 2023 | 11 y | 1 |
| Ruth Lambert GretzCertified Financial Planner | Farmington, Ct | May 4, 2026 | 21 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Nicholas Mannuel Desousa to Moneco AdvisorsNov 1, 2019 · RIA to RIA
- Gary W Lavallee to Osaic Wealth, Inc.Jun 22, 2015 · Other
Joined, latest
- Ruth Lambert Gretz from Hightower Advisors, LLCMay 4, 2026 · Affiliated broker-dealer or bank to independent RIA
- Louis T Nistico from Principle WealthJun 12, 2023 · RIA to RIA
- Timothy John Fitzgerald from LPL Financial LLCMar 18, 2021 · Affiliated broker-dealer or bank to independent RIA
- Kevin Brady from Mercer Global Advisors Inc.Dec 4, 2018 · RIA to RIA
- Nicholas Mannuel Desousa from Wells Fargo AdvisorsMar 20, 2018 · Wirehouse to independent RIA
- Gary W Lavallee from Commonwealth Financial NetworkMar 2, 2015 · Other
- Steven Eric Glick from Osaic Wealth, Inc.May 14, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Hugh Brian Vendig · President, Chief Compliance Officer Treasurercontrolsince 09/2025 · owns 50% to 75%
- Ann Michele Vendig · Vice President And Treasurercontrolsince 04/2014 · owns 50% to 75%
- Allen Christopher Nelson · Chief Compliance Officersince 09/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Farmington, Ct · principal | 12 | 1 | 0 | ||
| Westport, Ct | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Westport, CT4 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 11, 2026VENDIG, MICHELE, ANN (VICE PRESIDENT AND TREASURER) left Schedule A between the filings of 2024-10-01 and 2026-06-11peers: independent wealth managers, $1B to $5B (1,360)
- advisor count surgeChange between filings · filing Jan 27, 2026advisory representatives (Item 5.B.3) moved from 7.0 to 12.0 (+71.0%) between the annual amendments of 2025-04-17 and 2026-01-27; the peer median change was 0.0% (999 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $1B to $5B (999) · 98% percentile
- employee count surgeChange between filings · filing Jan 27, 2026employees (Item 5.A) moved from 14.0 to 21.0 (+50.0%) between the annual amendments of 2025-04-17 and 2026-01-27; the peer median change was +4.0% (1050 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,050) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 2,804 to 3,057Nov 20, 2025 to Jan 27, 2026
- Advisory employees · 6 to 12Nov 20, 2025 to Jan 27, 2026
- BD registered reps · 5 to 1Nov 20, 2025 to Jan 27, 2026
- HNW clients · 271 to 279Nov 20, 2025 to Jan 27, 2026
- Individual clients · 534 to 586Nov 20, 2025 to Jan 27, 2026
- Pension plan clients · 39 to 36Nov 20, 2025 to Jan 27, 2026
- Assets in custody · $331M to $297MNov 20, 2025 to Jan 27, 2026
- Employees · 14 to 21Nov 20, 2025 to Jan 27, 2026
- State-registered IARs · 7 to 12Nov 20, 2025 to Jan 27, 2026
- Discretionary RAUM · $1.3B to $1.6BNov 20, 2025 to Jan 27, 2026
- HNW RAUM · $850M to $987MNov 20, 2025 to Jan 27, 2026
- Individual RAUM · $201M to $255MNov 20, 2025 to Jan 27, 2026
- Pension RAUM · $247M to $298MNov 20, 2025 to Jan 27, 2026
- RAUM · $1.3B to $1.6BNov 20, 2025 to Jan 27, 2026
- Financial planning clients · 0 to 0Aug 27, 2025 to Nov 20, 2025
- Accounts · 2,782 to 2,804Feb 28, 2025 to Apr 17, 2025
- Advisory employees · 11 to 6Feb 28, 2025 to Apr 17, 2025
- BD registered reps · 6 to 5Feb 28, 2025 to Apr 17, 2025
- HNW clients · 478 to 271Feb 28, 2025 to Apr 17, 2025
- Individual clients · 880 to 534Feb 28, 2025 to Apr 17, 2025
- Pension plan clients · 37 to 39Feb 28, 2025 to Apr 17, 2025
- Assets in custody · $394M to $331MFeb 28, 2025 to Apr 17, 2025
- Employees · 11 to 14Feb 28, 2025 to Apr 17, 2025
- State-registered IARs · 11 to 7Feb 28, 2025 to Apr 17, 2025
- Discretionary RAUM · $1.1B to $1.3BFeb 28, 2025 to Apr 17, 2025
- HNW RAUM · $752M to $850MFeb 28, 2025 to Apr 17, 2025
- Individual RAUM · $56.5M to $201MFeb 28, 2025 to Apr 17, 2025
- Pension RAUM · $232M to $247MFeb 28, 2025 to Apr 17, 2025
- RAUM · $1.1B to $1.3BFeb 28, 2025 to Apr 17, 2025
- Accounts · 2,239 to 2,782Jan 5, 2024 to Feb 20, 2024
- Advisory employees · 10 to 11Jan 5, 2024 to Feb 20, 2024
- Corporate clients · 3.0 to unsetJan 5, 2024 to Feb 20, 2024
- HNW clients · 313 to 478Jan 5, 2024 to Feb 20, 2024
- Individual clients · 657 to 880Jan 5, 2024 to Feb 20, 2024
- Pension plan clients · 38 to 37Jan 5, 2024 to Feb 20, 2024
- Assets in custody · $464M to $394MJan 5, 2024 to Feb 20, 2024
- Employees · 10 to 11Jan 5, 2024 to Feb 20, 2024
- State-registered IARs · 10 to 11Jan 5, 2024 to Feb 20, 2024
- Discretionary RAUM · $853M to $1.1BJan 5, 2024 to Feb 20, 2024
- HNW RAUM · $498M to $752MJan 5, 2024 to Feb 20, 2024
Signals
2 dated events
- Mjp Wealth Advisors reported RAUM $756.7M, up 39% from $544.8M (2020-08-31 to 2021-06-08)Jun 8, 2021 · RAUM change · derived
- Mjp Associates, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)Apr 8, 2014 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- advice@mjpwealthadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 203-303-7036reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 860-677-7755reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/MJP-WEALTH-ADVISORSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- mjpwealthadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 860-677-7755reportedpublic record, Form ADV, Jun 11, 2026
- Team page
- mjpwealthadvisors.com/meet-our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $130Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026