P••• A••••• S••••••

• A••••••••• F•••••••• S•••••••• L•• national BD current
  since Aug 16, 2024 · Destin, Fl
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Jan 11, 2019 to Aug 16, 2024 · Lafayette, La
• W•••• F•••• A••••••• wirehouse
  Apr 18, 2005 to Dec 24, 2018 · Lafayette, La
• W•••• F•••• A••••••• wirehouse
  Jul 1, 2003 to Apr 18, 2005 · Lafayette, La
• P••••••••• E••••• G••••• L•• unclassified
  Aug 25, 1989 to Jul 1, 2003 · Lafayette, La

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••••••••• F•••••••• S•••••••• L••
  left Aug 16, 2024, registered Aug 16, 2024 (0 days) · Affiliated broker-dealer or bank to another
• W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Dec 24, 2018, registered Jan 11, 2019 (18 days) · Wirehouse to affiliated broker-dealer or bank
• W•••• F•••• A••••••• to W•••• F•••• A•••••••
  left Apr 18, 2005, registered Apr 18, 2005 (0 days) · channel change inside one enterprise, not a move
• P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
  left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

• ••• Locked
  Aug 16, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

40derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address