RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• E•••• R••••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Aug 18, 2025 · Evansville, In
- C••••••••• F•••••••• N•••••• national BDJul 16, 2018 to Aug 18, 2025 · Waltham, Ma
- O•••• F•• I••• formerAug 4, 2009 to Jul 23, 2018 · Evansville, In
- C••••••••• F•••••••• N•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 18, 2025, registered Aug 18, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- O•••• F•• I••• to C••••••••• F•••••••• N••••••left Jul 23, 2018, registered Jul 16, 2018 (-7 days) · Affiliated broker-dealer or bank to another
- K•••••• E•••• R•••••••• left C••••••••• F•••••••• N•••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-08-18)Aug 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address