RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- A•••••••• C•••••• W••••• M••••••••• L•• independent RIA currentsince Oct 28, 2025 · West Palm Beach, Fl
- I••••••••• R••••••••• A•••••••• L•• state registered currentsince Feb 4, 2019 · West Palm Beach, Fl
- I•••••••• A•••••••• L•• BD affiliatedAug 7, 2015 to Feb 4, 2019 · Stamford, Ct
- L•• F•••••••• L•• BD affiliatedMay 17, 2012 to Aug 25, 2015 · Stamford, Ct
- W••••••• F•••••••• S•••••••• I••• formerFeb 17, 2011 to May 21, 2012 · Stamford, Ct
- K•• W••••• A•••••••• L•• unclassifiedDec 16, 2009 to Nov 2, 2010 · New York, Ny
- Q•• F•••••••• L•• unclassifiedJan 19, 2006 to Feb 11, 2011 · Stamford, Ct
- L••••• F•••••••• A•••••••• L••• unclassifiedJun 12, 2000 to Dec 31, 2005 · Stamford, Ct
- I•••••••• A•••••••• L•• to I••••••••• R••••••••• A•••••••• L••left Feb 4, 2019, registered Feb 4, 2019 (0 days) · RIA to a state-registered adviser
- L•• F•••••••• L•• to I•••••••• A•••••••• L••left Aug 25, 2015, registered Aug 7, 2015 (-18 days) · Other
- W••••••• F•••••••• S•••••••• I••• to L•• F•••••••• L••left May 21, 2012, registered May 17, 2012 (-4 days) · Other
- Q•• F•••••••• L•• to K•• W••••• A•••••••• L••left Feb 11, 2011, registered Dec 16, 2009 (-422 days) · Other
- K•• W••••• A•••••••• L•• to W••••••• F•••••••• S•••••••• I•••left Nov 2, 2010, registered Feb 17, 2011 (107 days) · Other
- L••••• F•••••••• A•••••••• L••• to Q•• F•••••••• L••left Dec 31, 2005, registered Jan 19, 2006 (19 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address