RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• C••••• R••••••
- V•••• L•• independent RIA currentsince Feb 25, 2026 · Troy, Mi
- F•••••••• S••••••••• G••••• I•• independent RIAOct 18, 2019 to Sep 14, 2020 · Okemos, Mi
- S••••••• F•••••••• S•••••••• I••• formerSep 14, 2016 to Feb 6, 2019 · Okemos, Mi
- W•••••• • R••• formerDec 10, 2015 to May 10, 2016 · Hamden, Ct
- C••••• C•••••• M••••••••• formerSep 7, 2012 to Mar 11, 2015 · Dewitt, Mi
- I••••••••• S•••••••• A••••••• L•• unclassifiedAug 19, 2011 to Sep 16, 2015 · Norton Shores, Mi
- V•••• F•••••••• A•••••••• I••• BD affiliatedDec 22, 2010 to May 18, 2011 · Novi, Mi
- F•••••••• S••••••••• G••••• I•• to V•••• L••left Sep 14, 2020, registered Feb 25, 2026 (1990 days) · RIA to RIA
- S••••••• F•••••••• S•••••••• I••• to F•••••••• S••••••••• G••••• I••left Feb 6, 2019, registered Oct 18, 2019 (254 days) · Affiliated broker-dealer or bank to independent RIA
- W•••••• • R••• to S••••••• F•••••••• S•••••••• I•••left May 10, 2016, registered Sep 14, 2016 (127 days) · Other
- I••••••••• S•••••••• A••••••• L•• to C••••• C•••••• M•••••••••left Sep 16, 2015, registered Sep 7, 2012 (-1104 days) · Other
- C••••• C•••••• M••••••••• to W•••••• • R•••left Mar 11, 2015, registered Dec 10, 2015 (274 days) · Other
- V•••• F•••••••• A•••••••• I••• to I••••••••• S•••••••• A••••••• L••left May 18, 2011, registered Aug 19, 2011 (93 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address