RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• J••• C•••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Mar 26, 2025 · Greenwood Village, Co
- S•••••••• S••••••••• BD affiliatedSep 18, 2018 to Jun 8, 2022 · Andover, Ma
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMay 16, 2017 to Dec 18, 2017 · Manchester, Nh
- M••••• S•••••• wirehouseJul 1, 2014 to Oct 21, 2016 · Portsmouth, Nh
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 3, 2012 to Jun 23, 2014 · Manchester, Nh
- T• A••••••••• I••• formerJan 3, 2012 to Jun 23, 2014 · Bedford, Nh
- S•••••••• S••••••••• to E•••••• A••••••• G••••• L••left Jun 8, 2022, registered Mar 26, 2025 (1022 days) · Affiliated broker-dealer or bank to another
- N••••••••• M••••• I••••••••• S••••••••• to S•••••••• S•••••••••left Dec 18, 2017, registered Sep 18, 2018 (274 days) · Other
- M••••• S•••••• to N••••••••• M••••• I••••••••• S•••••••••left Oct 21, 2016, registered May 16, 2017 (207 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to M••••• S••••••left Jun 23, 2014, registered Jul 1, 2014 (8 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jun 23, 2014, registered Jan 3, 2012 (-902 days) · channel change inside one enterprise, not a move
- P•••• J••• C••••• left S•••••••• S••••••••• for E•••••• A••••••• G••••• L•• (registered 2025-03-26)Jun 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address