DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••• R•••••

E•••• S••••••••• L••BD affiliatedEdison, Njdual registrantIAPD 1551665

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Neil Anthony Renner

At current firm

2 y

since Sep 20, 2024

In the industry

17 y

since Dec 1, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••• S••••••••• L•• BD affiliated current
since Sep 20, 2024 · Edison, Nj
C••••••••• F•••••••• N•••••• national BD
Apr 25, 2022 to Nov 28, 2023 · Cranford, Nj
J••• M••••• S••••••••• L•• wirehouse
May 5, 2021 to Apr 16, 2022 · Paramus, Nj
E•••••••• A•••••••• L•• national BD
Apr 7, 2020 to Apr 28, 2021 · Woodbridge, Nj
M•• I•••••••• S•••••••• L•• BD affiliated
Mar 25, 2017 to Apr 8, 2020 · Iselin, Nj
M•• F•••••••• S•••••••• I••• former
Apr 21, 2009 to Mar 25, 2017 · Paramus, Nj

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to E•••• S••••••••• L••
left Nov 28, 2023, registered Sep 20, 2024 (297 days) · Affiliated broker-dealer or bank to another
J••• M••••• S••••••••• L•• to C••••••••• F•••••••• N••••••
left Apr 16, 2022, registered Apr 25, 2022 (9 days) · Wirehouse to affiliated broker-dealer or bank
E•••••••• A•••••••• L•• to J••• M••••• S••••••••• L••
left Apr 28, 2021, registered May 5, 2021 (7 days) · Affiliated broker-dealer or bank to wirehouse
M•• I•••••••• S•••••••• L•• to E•••••••• A•••••••• L••
left Apr 8, 2020, registered Apr 7, 2020 (-1 days) · Affiliated broker-dealer or bank to another
M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move

Signals

N••• R••••• left C••••••••• F•••••••• N•••••• for E•••• S••••••••• L•• (registered 2024-09-20)
Nov 28, 2023 · Advisor changed firm · fact
N••• R••••• left J••• M••••• S••••••••• L•• for C••••••••• F•••••••• N•••••• (registered 2022-04-25)
Apr 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address