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Registered advisor
J••••• E••••• P•••••••
Feed of 09/14/2026
At current firm
7 y
since Jul 15, 2019
In the industry
39 y
since Dec 9, 1986 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• • A••••••••• I••• independent RIA currentsince Jul 15, 2019 · Wilmington, Nc
- P••••••••• I••••••••• A•••••••• L•• unclassifiedJul 2, 2010 to Jun 30, 2019 · Wilmington, Nc
- T•••• A•••••••• L•• formerNov 18, 2009 to Jun 16, 2010 · Atlanta, Ga
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Oct 13, 2009 · Wilmington, Nc
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedNov 24, 2008 to Jan 2, 2009 · Wilmington, Nc
- W•••• F•••• A••••••• wirehouseJun 21, 2002 to Nov 17, 2008 · Wilmington, Nc
- W••••••• S••••••••• I••• unclassifiedJan 28, 2002 to Jun 21, 2002 · Wilmington, Nc
Moves
a registration end followed by a registration begin elsewhere
- P••••••••• I••••••••• A•••••••• L•• to C••••• • A••••••••• I•••left Jun 30, 2019, registered Jul 15, 2019 (15 days) · Other · moved with a team
- T•••• A•••••••• L•• to P••••••••• I••••••••• A•••••••• L••left Jun 16, 2010, registered Jul 2, 2010 (16 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to T•••• A•••••••• L••left Oct 13, 2009, registered Nov 18, 2009 (36 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S•••••••• I•••left Nov 17, 2008, registered Nov 24, 2008 (7 days) · Other
- W••••••• S••••••••• I••• to W•••• F•••• A•••••••left Jun 21, 2002, registered Jun 21, 2002 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address