DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••••• A••••• C••••

W•••• F•••• A•••••••wirehouseEdmond, Ok dual registrantIAPD 1570843

Feed of 09/14/2026

Also filed as D•••••• A C••••

At current firm

1 y

since May 16, 2025

In the industry

31 y

since Mar 27, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since May 16, 2025 · Edmond, Ok
V•••••• P•••••• W••••• independent RIA
Sep 21, 2018 to May 21, 2025 · Oklahoma City, Ok
W•••• F•••• A••••••• wirehouse
Oct 4, 2013 to Sep 25, 2018 · Edmond, Ok
R•• C•••••• M••••••• L•• national BD
May 20, 2008 to Oct 31, 2013 · Jacksonville, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Mar 27, 1995 to Jun 5, 2008 · Ponte Vedra Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

V•••••• P•••••• W••••• to W•••• F•••• A•••••••
left May 21, 2025, registered May 16, 2025 (-5 days) · RIA to wirehouse
W•••• F•••• A••••••• to V•••••• P•••••• W•••••
left Sep 25, 2018, registered Sep 21, 2018 (-4 days) · Wirehouse to independent RIA · moved with a team
R•• C•••••• M••••••• L•• to W•••• F•••• A•••••••
left Oct 31, 2013, registered Oct 4, 2013 (-27 days) · Affiliated broker-dealer or bank to wirehouse
C•••••••• G••••• M•••••• I••• to R•• C•••••• M••••••• L••
left Jun 5, 2008, registered May 20, 2008 (-16 days) · Other

Signals

D•••••• A••••• C•••• left V•••••• P•••••• W••••• for W•••• F•••• A••••••• (registered 2025-05-16)
May 21, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address