RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J•••• L••••••
- E•• F•••••••• A••••••• independent RIA currentsince Aug 3, 2022 · Boca Raton, Fl
- B••••••••• C•••••• M••••••••• L•• independent RIANov 12, 2021 to Aug 1, 2022 · Wheaton, Il
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIAJan 22, 2018 to Sep 30, 2020 · Tampa, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedSep 23, 2016 to Dec 12, 2017 · Palm Beach Gardens, Fl
- S•••••••• F••••••••• I••• formerMay 15, 2013 to Jan 12, 2016 · Scottsdale, Az
- M•• F•••••••• S•••••••• I••• formerFeb 28, 2006 to Feb 11, 2013 · Brooklyn, Ny
- B••••••••• C•••••• M••••••••• L•• to E•• F•••••••• A•••••••left Aug 1, 2022, registered Aug 3, 2022 (2 days) · RIA to affiliated broker-dealer or bank
- M••••• O• O•••• I••••••• S•••••••• I••• to B••••••••• C•••••• M••••••••• L••left Sep 30, 2020, registered Nov 12, 2021 (408 days) · Other
- M•• I•••••••• S•••••••• L•• to M••••• O• O•••• I••••••• S•••••••• I•••left Dec 12, 2017, registered Jan 22, 2018 (41 days) · Other
- S•••••••• F••••••••• I••• to M•• I•••••••• S•••••••• L••left Jan 12, 2016, registered Sep 23, 2016 (255 days) · Other · moved with a team
- M•• F•••••••• S•••••••• I••• to S•••••••• F••••••••• I•••left Feb 11, 2013, registered May 15, 2013 (93 days) · Other
- R••••• J•••• L•••••• left B••••••••• C•••••• M••••••••• L•• for E•• F•••••••• A••••••• (registered 2022-08-03)Aug 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address