DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joshua Andrew Mazer

Thurston Springer AdvisorsBD affiliatedAnnapolis, Md dual registrantIAPD 1609648

Certified Financial Planner

Feed of 09/15/2026

At current firm

3 y

since Jan 13, 2023

In the industry

39 y

since Jan 21, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Thurston Springer Advisors BD affiliated current
since Jan 13, 2023 · Indianapolis, In
Wells Fargo Advisors wirehouse
May 8, 2009 to Oct 31, 2022 · Annapolis, Md
Wells Fargo Advisors wirehouse
Jan 1, 2008 to May 8, 2009 · Annapolis, Md
A. G. Edwards & Sons, Inc. unclassified
Apr 5, 2006 to Jan 1, 2008 · Annapolis, Md
Suntrust Investment Services, Inc. former
Jun 30, 2005 to Apr 7, 2006 · Washington, Dc
Truist Securities, Inc. unclassified
Mar 19, 2004 to Jun 30, 2005 · Washington, Dc
Morgan Stanley Dw Inc. unclassified
Nov 8, 2000 to Mar 24, 2004 · Annapolis, Md

Moves

a registration end followed by a registration begin elsewhere

Wells Fargo Advisors to Thurston Springer Advisors
left Oct 31, 2022, registered Jan 13, 2023 (74 days) · Wirehouse to affiliated broker-dealer or bank
Wells Fargo Advisors to Wells Fargo Advisors
left May 8, 2009, registered May 8, 2009 (0 days) · channel change inside one enterprise, not a move
A. G. Edwards & Sons, Inc. to Wells Fargo Advisors
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Suntrust Investment Services, Inc. to A. G. Edwards & Sons, Inc.
left Apr 7, 2006, registered Apr 5, 2006 (-2 days) · Other
Truist Securities, Inc. to Suntrust Investment Services, Inc.
left Jun 30, 2005, registered Jun 30, 2005 (0 days) · Other
Morgan Stanley Dw Inc. to Truist Securities, Inc.
left Mar 24, 2004, registered Mar 19, 2004 (-5 days) · Other

Signals

Joshua Andrew Mazer left Wells Fargo Advisors for Thurston Springer Advisors (registered 2023-01-13)
Oct 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address