DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
At current firm
0 y
since Jun 12, 2026
In the industry
39 y
since Mar 24, 1987 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- &Partners independent RIA currentsince Jun 12, 2026 · Boca Raton, Fl
- Wells Fargo Advisors wirehouseJan 9, 2009 to Jun 22, 2026 · Short Hills, Nj
- J.P. Morgan Securities LLC wirehouseNov 17, 2005 to Jan 13, 2009 · Morristown, Nj
- RBC Capital Markets, LLC national BDMay 10, 2002 to Dec 1, 2005 · Florham Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to &Partnersleft Jun 22, 2026, registered Jun 12, 2026 (-10 days) · Wirehouse to independent RIA · moved with a team
- J.P. Morgan Securities LLC to Wells Fargo Advisorsleft Jan 13, 2009, registered Jan 9, 2009 (-4 days) · Wirehouse to wirehouse
- RBC Capital Markets, LLC to J.P. Morgan Securities LLCleft Dec 1, 2005, registered Nov 17, 2005 (-14 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- Jeffrey Libman left Wells Fargo Advisors for &Partners (registered 2026-06-12)Jun 22, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address