DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••• R••••• K•••••
Feed of 09/14/2026
At current firm
10 y
since Apr 20, 2016
In the industry
38 y
since May 18, 1988 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W••••• M••••••••• C••••••••• L•• state registered currentsince Apr 20, 2016 · Lawrence, Ks
- T•• W••• C•••••• A••••••• L•• institutionalJun 2, 2018 to Nov 24, 2018 · Overland Park, Ks
- C••••••••• F•••••••• N•••••• national BDMay 10, 2013 to May 17, 2016 · Overland Park, Ks
- T••••••• I••••••••• M••••••••• I••• BD affiliatedAug 25, 2005 to May 27, 2011 · Leawood, Ks
- C••• F•••••••• S•••••••• L••• formerSep 26, 2003 to Aug 24, 2005 · Lenexa, Ks
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 26, 2000 to Sep 9, 2003 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- T•• W••• C•••••• A••••••• L•• to no registered destinationleft Nov 24, 2018 · Departure, no registered destination
- C••••••••• F•••••••• N•••••• to W••••• M••••••••• C••••••••• L••left May 17, 2016, registered Apr 20, 2016 (-27 days) · Affiliated broker-dealer or bank to a state-registered adviser
- T••••••• I••••••••• M••••••••• I••• to C••••••••• F•••••••• N••••••left May 27, 2011, registered May 10, 2013 (714 days) · Other
- C••• F•••••••• S•••••••• L••• to T••••••• I••••••••• M••••••••• I•••left Aug 24, 2005, registered Aug 25, 2005 (1 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••• F•••••••• S•••••••• L•••left Sep 9, 2003, registered Sep 26, 2003 (17 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address