RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• B•••• M•••••
- W•••• F•••• A••••••• wirehouse currentsince Nov 10, 2016 · Marietta, Ga
- U••• F•••••••• P••••••• S••••••• formerAug 24, 2012 to Oct 31, 2016 · Atlanta, Ga
- U••• I••••••••• S••••••• C•••••• no RAUMMay 23, 2012 to Sep 28, 2012 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseMay 24, 2011 to Apr 2, 2012 · Atlanta, Ga
- U••• F•••••••• P••••••• S••••••• to W•••• F•••• A•••••••left Oct 31, 2016, registered Nov 10, 2016 (10 days) · Other
- U••• I••••••••• S••••••• C•••••• to U••• F•••••••• P••••••• S•••••••left Sep 28, 2012, registered Aug 24, 2012 (-35 days) · channel change inside one enterprise, not a move
- W•••• F•••• A••••••• to U••• I••••••••• S••••••• C••••••left Apr 2, 2012, registered May 23, 2012 (51 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address