DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Robert Kaskey
Feed of 09/14/2026
At current firm
2 y
since Sep 17, 2024
In the industry
39 y
since Jul 15, 1987 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wedbush Securities Inc. BD affiliated currentsince Sep 17, 2024 · Radnor, Pa
- B. Riley Wealth Advisors, Inc. BD affiliatedJul 27, 2022 to Sep 19, 2024 · Bryn Mawr, Pa
- B Riley Wealth Management formerFeb 24, 2020 to Dec 31, 2022 · Bryn Mawr, Pa
- Stifel, Nicolaus & Company, Incorporated national BDAug 13, 2013 to Feb 28, 2020 · Conshohocken, Pa
- Janney Montgomery Scott LLC BD affiliatedSep 2, 2008 to Aug 12, 2013 · Berwyn (Valley Forge), Pa
- Ameriprise Advisor Services, Inc. unclassifiedJun 24, 2003 to Sep 2, 2008 · Radnor, Pa
- Choreo, LLC independent RIAOct 17, 2002 to Jun 25, 2003 · Wayne, Pa
Moves
a registration end followed by a registration begin elsewhere
- B. Riley Wealth Advisors, Inc. to Wedbush Securities Inc.left Sep 19, 2024, registered Sep 17, 2024 (-2 days) · Affiliated broker-dealer or bank to another
- B Riley Wealth Management to B. Riley Wealth Advisors, Inc.left Dec 31, 2022, registered Jul 27, 2022 (-157 days) · corporate re-registration, not a move
- Stifel, Nicolaus & Company, Incorporated to B Riley Wealth Managementleft Feb 28, 2020, registered Feb 24, 2020 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- Janney Montgomery Scott LLC to Stifel, Nicolaus & Company, Incorporatedleft Aug 12, 2013, registered Aug 13, 2013 (1 days) · Other
- Ameriprise Advisor Services, Inc. to Janney Montgomery Scott LLCleft Sep 2, 2008, registered Sep 2, 2008 (0 days) · Other
- Choreo, LLC to Ameriprise Advisor Services, Inc.left Jun 25, 2003, registered Jun 24, 2003 (-1 days) · corporate re-registration, not a move
Signals
- Mark Robert Kaskey left B. Riley Wealth Advisors, Inc. for Wedbush Securities Inc. (registered 2024-09-17)Sep 19, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address