RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R••••• P••••••••
- D••••••••• C•••••• W••••• M••••••••• L•• state registered currentsince Aug 24, 2026 · Mequon, Wi
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedNov 30, 2015 to Oct 11, 2016 · Mequon, Wi
- C••••••• A•••• M••••••••• L•• BD affiliatedFeb 25, 2014 to Nov 30, 2015 · Ann Arbor, Mi
- C• W••••• M••••••••• L•• independent RIAMar 23, 2011 to Feb 25, 2014 · Milwaukee, Wi
- V••• F•••••••• A•••••••• I••• BD affiliatedJul 3, 2007 to Apr 21, 2010 · Naperville, Il
- C•••••••• I••••••••• R••••••• A•••••••• I••• to D••••••••• C•••••• W••••• M••••••••• L••left Oct 11, 2016, registered Aug 24, 2026 (3604 days) · Other
- C••••••• A•••• M••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 30, 2015, registered Nov 30, 2015 (0 days) · Other
- C• W••••• M••••••••• L•• to C••••••• A•••• M••••••••• L••left Feb 25, 2014, registered Feb 25, 2014 (0 days) · Other
- V••• F•••••••• A•••••••• I••• to C• W••••• M••••••••• L••left Apr 21, 2010, registered Mar 23, 2011 (336 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address