DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• F•••••• P••••••

W•••• F•••• A•••••••wirehouseBaltimore, Md dual registrantIAPD 1680464

Feed of 09/15/2026

Also filed as Chris P••••••

At current firm

1 y

since Jun 19, 2025

In the industry

36 y

since Mar 15, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jun 19, 2025 · Baltimore, Md
T••••• A••••••• S•••••••• I••• BD affiliated
Dec 5, 2024 to Jun 3, 2025 · Eldersburg, Md
W•••• F•••• A••••••• wirehouse
May 17, 2017 to Dec 4, 2024 · Forest Hill, Md
P•• W••••• M••••••••• BD affiliated
Mar 19, 2013 to Apr 27, 2017 · Birmingham, Al
C•••• I••••••••• S••••••• C•••• former
May 8, 2006 to Apr 13, 2011 · Rockville Centre, Ny

Moves

a registration end followed by a registration begin elsewhere

T••••• A••••••• S•••••••• I••• to W•••• F•••• A•••••••
left Jun 3, 2025, registered Jun 19, 2025 (16 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••
left Dec 4, 2024, registered Dec 5, 2024 (1 days) · Wirehouse to affiliated broker-dealer or bank
P•• W••••• M••••••••• to W•••• F•••• A•••••••
left Apr 27, 2017, registered May 17, 2017 (20 days) · Other
C•••• I••••••••• S••••••• C•••• to P•• W••••• M•••••••••
left Apr 13, 2011, registered Mar 19, 2013 (706 days) · Other

Signals

C••••••••• F•••••• P•••••• left T••••• A••••••• S•••••••• I••• for W•••• F•••• A••••••• (registered 2025-06-19)
Jun 3, 2025 · Advisor changed firm · fact
C••••••••• F•••••• P•••••• left W•••• F•••• A••••••• for T••••• A••••••• S•••••••• I••• (registered 2024-12-05)
Dec 4, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address