DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Victor Simon
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Vic Simon
At current firm
6 y
since Mar 2, 2020
In the industry
38 y
since Jan 1, 1988 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Founders Financial Securities, LLC independent RIA currentsince Mar 2, 2020 · Severna Park, Md
- First Allied Advisory Services, Inc. formerJan 2, 2013 to Mar 2, 2020 · Severna Park, Md
- Capital Analysts BD affiliatedJun 4, 2012 to Jan 10, 2013 · Severna Park, Md
- Lincoln Investment independent RIAJun 1, 2012 to Dec 31, 2012 · Severna Park, Md
- Cincinnati Analysts, Inc formerSep 7, 2006 to Jun 1, 2012 · Cincinnati, Oh
- H. Beck, Inc. formerJan 10, 2000 to Sep 6, 2006 · Severna Park, Md
Moves
a registration end followed by a registration begin elsewhere
- First Allied Advisory Services, Inc. to Founders Financial Securities, LLCleft Mar 2, 2020, registered Mar 2, 2020 (0 days) · Affiliated broker-dealer or bank to independent RIA
- Capital Analysts to First Allied Advisory Services, Inc.left Jan 10, 2013, registered Jan 2, 2013 (-8 days) · Other
- Lincoln Investment to Capital Analystsleft Dec 31, 2012, registered Jun 4, 2012 (-210 days) · Other
- Cincinnati Analysts, Inc to Lincoln Investmentleft Jun 1, 2012, registered Jun 1, 2012 (0 days) · corporate re-registration, not a move
- H. Beck, Inc. to Cincinnati Analysts, Incleft Sep 6, 2006, registered Sep 7, 2006 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address