RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M••••• R•••• F••••••••
- I••••••• A••••••• S•••••••• L•• mixed wealth currentsince Jun 8, 2026 · Miami, Fl
- V••••••••• I••• I••• formerJul 20, 2021 to Jun 3, 2026 · Chula Vista, Ca
- W•••• F•••• A••••••• wirehouseAug 1, 2017 to Jul 7, 2021 · San Diego, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 13, 2006 to Aug 2, 2017 · San Diego, Ca
- V••••••••• I••• I••• to I••••••• A••••••• S•••••••• L••left Jun 3, 2026, registered Jun 8, 2026 (5 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to V••••••••• I••• I•••left Jul 7, 2021, registered Jul 20, 2021 (13 days) · Wirehouse to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Aug 2, 2017, registered Aug 1, 2017 (-1 days) · Wirehouse to wirehouse · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address