DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kevin Joseph Welu

Cliftonlarsonallen Wealth Advisors, LLCBD affiliatedCedar Rapids, Ia dual registrantIAPD 1709277

Feed of 09/15/2026

At current firm

0 y

since Apr 1, 2026

In the industry

39 y

since Aug 18, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cliftonlarsonallen Wealth Advisors, LLC BD affiliated current
since Apr 1, 2026 · Minneapolis, Mn
Integrity Alliance, LLC BD affiliated
Sep 17, 2025 to Apr 1, 2026 · Austin, Tx
Lion Street Advisors, LLC former
Dec 6, 2019 to Nov 3, 2025 · Cedar Rapids, Ia
Private Advisor Group, LLC BD affiliated
Mar 1, 2013 to Dec 6, 2019 · Cedar Rapids, Ia
Berthel Fisher & Company Financial Services, Inc. BD affiliated
Feb 24, 2006 to Mar 1, 2013 · Cedar Rapids, Ia
Vmf Capital unclassified
Nov 27, 2003 to Feb 28, 2006 · Cedar Rapids, Ia
Vmf Capital LLC unclassified
May 14, 2001 to Dec 31, 2003 · Cedar Rapids, Ia
Nations Financial Group, Inc. independent RIA
Jan 19, 2001 to Feb 27, 2006 · Cedar Rapids, Ia

Moves

a registration end followed by a registration begin elsewhere

Integrity Alliance, LLC to Cliftonlarsonallen Wealth Advisors, LLC
left Apr 1, 2026, registered Apr 1, 2026 (0 days) · Affiliated broker-dealer or bank to another
Lion Street Advisors, LLC to Integrity Alliance, LLC
left Nov 3, 2025, registered Sep 17, 2025 (-47 days) · corporate re-registration, not a move
Private Advisor Group, LLC to Lion Street Advisors, LLC
left Dec 6, 2019, registered Dec 6, 2019 (0 days) · RIA to affiliated broker-dealer or bank
Berthel Fisher & Company Financial Services, Inc. to Private Advisor Group, LLC
left Mar 1, 2013, registered Mar 1, 2013 (0 days) · Other
Vmf Capital to Berthel Fisher & Company Financial Services, Inc.
left Feb 28, 2006, registered Feb 24, 2006 (-4 days) · Other
Nations Financial Group, Inc. to Vmf Capital LLC
left Feb 27, 2006, registered May 14, 2001 (-1750 days) · Other
Vmf Capital LLC to Vmf Capital
left Dec 31, 2003, registered Nov 27, 2003 (-34 days) · Other

Signals

Kevin Joseph Welu left Integrity Alliance, Llc for Cliftonlarsonallen Wealth Advisors, Llc (registered 2026-04-01)
Apr 1, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address