DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• M•••••• F••••••

A••••• A•• P••••••• S•••••••BD affiliatedAnn Arbor, Mi dual registrantIAPD 1712858

Feed of 09/14/2026

Also filed as J••••• M•••••• F••••••

At current firm

3 y

since Jun 7, 2023

In the industry

39 y

since Sep 4, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Jun 7, 2023 · Ann Arbor, Mi
F•••• C••••••• I••••••• S•••••••• I••• BD affiliated
Apr 6, 2020 to Jul 1, 2022 · Raleigh, Nc
W•••• F•••• A••••••• wirehouse
Jul 15, 2019 to Mar 25, 2020 · Chapel Hill, Nc
C••••••• S••••••••• former
Apr 19, 2004 to May 2, 2018 · Bloomfield Hills, Mi

Moves

a registration end followed by a registration begin elsewhere

F•••• C••••••• I••••••• S•••••••• I••• to A••••• A•• P••••••• S•••••••
left Jul 1, 2022, registered Jun 7, 2023 (341 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to F•••• C••••••• I••••••• S•••••••• I•••
left Mar 25, 2020, registered Apr 6, 2020 (12 days) · Wirehouse to affiliated broker-dealer or bank
C••••••• S••••••••• to W•••• F•••• A•••••••
left May 2, 2018, registered Jul 15, 2019 (439 days) · Other

Signals

J••••• M•••••• F•••••• no longer holds an investment adviser registration (last listed at A••••• A•• P••••••• S••••••• on the 2026-09-14 feed)
Sep 14, 2026 · Advisor registration ended · derived
J••••• M•••••• F•••••• left F•••• C••••••• I••••••• S•••••••• I••• for A••••• A•• P••••••• S••••••• (registered 2023-06-07)
Jul 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address