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Registered advisor
W•••••• M•••••• P•••••••
Feed of 09/15/2026
Also filed as Bill P•••••••
At current firm
1 y
since Nov 19, 2024
In the industry
38 y
since Jan 28, 1988 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G••••• R••••••••• P••••••• L•• institutional currentsince Nov 19, 2024 · Melville, Ny
- W•••• F•••• A••••••• wirehouseFeb 20, 2018 to Jun 25, 2019 · Melville, Ny
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 1, 2014 · Jericho, Ny
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Jericho, Ny
- M••••• S•••••• D• I••• unclassifiedFeb 14, 2007 to Apr 2, 2007 · Jericho, Ny
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to G••••• R••••••••• P••••••• L••left Jun 25, 2019, registered Nov 19, 2024 (1974 days) · Other · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Oct 1, 2014, registered Feb 20, 2018 (1238 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address