DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• B•••••

W•••• F•••• A•••••••wirehouseSt. Louis, Mo dual registrantIAPD 1733184

Feed of 09/15/2026

Also filed as D•••• Gail B•••••

At current firm

9 y

since Jul 24, 2017

In the industry

32 y

since Jan 14, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Apr 17, 2026 · The Villages, Fl
W•••• F•••• A••••••• wirehouse current
since Jul 24, 2017 · The Villages, Fl
S•••••• C•••••• A••••••• L•• BD affiliated
Jan 30, 2015 to Jun 13, 2017 · Pittsburg, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 9, 2013 to Jan 26, 2015 · Pittsburgh, Pa
C••••••••• F•••••••• N•••••• national BD
Oct 11, 2011 to Feb 13, 2012 · Pittsburgh, Pa
W•••• F•••• A••••••• wirehouse
May 6, 2010 to Sep 15, 2011 · Johnson City, Tn
U•• F•••••••• S••••••• I••• wirehouse
Oct 13, 2008 to Nov 6, 2009 · Johnson City, Tn
O•••• I••••••••• I••• BD affiliated
Jun 1, 2008 to Jun 6, 2008 · Midlothian, Va
B• I••••••••• L•• unclassified
Nov 28, 2007 to Jun 1, 2008 · Johnson City, Tn

Moves

a registration end followed by a registration begin elsewhere

S•••••• C•••••• A••••••• L•• to W•••• F•••• A•••••••
left Jun 13, 2017, registered Jul 24, 2017 (41 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••• C•••••• A••••••• L••
left Jan 26, 2015, registered Jan 30, 2015 (4 days) · Other
C••••••••• F•••••••• N•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 13, 2012, registered Apr 9, 2013 (421 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to C••••••••• F•••••••• N••••••
left Sep 15, 2011, registered Oct 11, 2011 (26 days) · Wirehouse to affiliated broker-dealer or bank
U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Nov 6, 2009, registered May 6, 2010 (181 days) · Wirehouse to wirehouse
O•••• I••••••••• I••• to U•• F•••••••• S••••••• I•••
left Jun 6, 2008, registered Oct 13, 2008 (129 days) · Other
B• I••••••••• L•• to O•••• I••••••••• I•••
left Jun 1, 2008, registered Jun 1, 2008 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address