A•••••• J••••• H•••••

L•• F•••••••• L••BD affiliatedSewickley, Padual registrantIAPD 1733557

Certified Financial Planner

Feed of 09/14/2026

Also filed as T••• H••••••••• H•••••

At current firm

1 y

since Nov 7, 2024

In the industry

38 y

since Jan 14, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Nov 7, 2024 · Sewickley, Pa
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2023 to Nov 7, 2024 · Sewickley, Pa
C••••• A•••••• N••••••• L•• former
Nov 6, 2020 to Jun 29, 2023 · Sewickley, Pa
W•••• F•••• A••••••• wirehouse
Dec 5, 2011 to Nov 9, 2020 · Sewickley, Pa
M••••• S•••••• wirehouse
Jun 1, 2009 to Jan 3, 2012 · Sewickley, Pa
M••••• S•••••• • C•• L•• unclassified
Apr 2, 2007 to Jun 1, 2009 · Wexford, Pa
M••••• S•••••• D• I••• unclassified
Sep 25, 2006 to Apr 2, 2007 · Pittsburg, Pa
P•• W••••• M••••••••• BD affiliated
Jan 1, 2004 to Oct 4, 2006 · Pittsburgh, Pa
J••••• H•••••••• W••• L••••• L•• former
Sep 16, 2002 to Jan 1, 2004 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
left Nov 7, 2024, registered Nov 7, 2024 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to C••••• A•••••• N••••••• L••
left Nov 9, 2020, registered Nov 6, 2020 (-3 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• to W•••• F•••• A•••••••
left Jan 3, 2012, registered Dec 5, 2011 (-29 days) · Wirehouse to wirehouse
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
P•• W••••• M••••••••• to M••••• S•••••• D• I•••
left Oct 4, 2006, registered Sep 25, 2006 (-9 days) · Other
J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••
left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Nov 7, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address