DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kevin James Mccarthy

Synovus Securities, Inc.BD affiliatedNewnan, Ga dual registrantIAPD 1735924

Feed of 09/15/2026

Also filed as Kevin James Mccarthy

At current firm

4 y

since Oct 3, 2021

In the industry

38 y

since Nov 17, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Synovus Securities, Inc. BD affiliated current
since Oct 3, 2021 · Newnan, Ga
Bb&T Securities, LLC former
Dec 11, 2019 to Mar 2, 2021 · Richmond, Va
Truist Advisory Services, Inc. BD affiliated
Oct 11, 2016 to Oct 13, 2021 · Atlanta, Ga
Suntrust Investment Services, Inc. former
Jul 22, 2011 to Dec 31, 2016 · Atlanta, Ga
Wells Fargo Advisors wirehouse
Apr 23, 2003 to Jul 25, 2011 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

Truist Advisory Services, Inc. to Bb&T Securities, LLC
left Oct 13, 2021, registered Dec 11, 2019 (-672 days) · Affiliated broker-dealer or bank to another
Bb&T Securities, LLC to Synovus Securities, Inc.
left Mar 2, 2021, registered Oct 3, 2021 (215 days) · Affiliated broker-dealer or bank to independent RIA
Suntrust Investment Services, Inc. to Truist Advisory Services, Inc.
left Dec 31, 2016, registered Oct 11, 2016 (-81 days) · corporate re-registration, not a move
Wells Fargo Advisors to Suntrust Investment Services, Inc.
left Jul 25, 2011, registered Jul 22, 2011 (-3 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address