DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••• P••••••• G••••
Legal name D•••••• W••••• M••••••••• L••
Latest filing Jun 30, 2026
First filing on the tape Apr 10, 2025 · 4 filings
SEC status approved since May 13, 2025
RAUM
$113M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$109M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$28.2M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$113M as of Jun 30, 2026
Apr 10, 2025$105M then
HNW client RAUM$83.7M as of Jun 30, 2026
Apr 10, 2025$83.0M then
State-registered IARs (5.B.3)3 as of Jun 30, 2026
Apr 10, 20253 then
Employees (5.A)3 as of Jun 30, 2026
Apr 10, 20253 then
Private funds: no history
RAUM +7.2% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- i••••••••• boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $28.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 27derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $400,243derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, otherreportedItem 5.G
- Custody
- $50.0M, 17 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$83.7M74%
- Individuals$25.1M22%
- Pension and profit-sharing plans$4.1M3.7%
- Individual clients
- 87reported
- HNW clients
- 22reported
- Pension plan clients
- 6reported
- Charitable clients
- 0reported
- Accounts
- 282reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $50.0M for 17 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• N•• D••••••Certified Financial Planner | Orlando, Fl | Dec 6, 2019 | 26 y | 4 |
| J••• M•••••• J••••Certified Financial Planner | Orlando, Fl | Sep 22, 2021 | 29 y | 3 |
| L•••• E••••• F••••• | Orlando, Fl | Jun 22, 2023 | 21 y | 6 |
| T•• M•••••• | Orlando, Fl | Jul 14, 2026 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- L•••• E••••• F••••• from C••••• I••••••••• A••••••• L••Jun 22, 2023 · Affiliated broker-dealer or bank to independent RIA
- J••• M•••••• J•••• from L•• F•••••••• L••Sep 22, 2021 · Affiliated broker-dealer or bank to independent RIA
- A••••• N•• D•••••• from I••••••••• F•••••••• P•••••••Dec 6, 2019 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••• A•••••• N•• · Managing Member & Chief Compliance Officercontrolsince 08/2014 · owns 50% to 75%
- J••••• J•••• M•••••• · Managing Membercontrolsince 01/2023 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Orlando, Fl · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory activities · 3 to 4Jan 20, 2026 to Jun 30, 2026
- Accounts · 266 to 282Jul 1, 2025 to Jan 20, 2026
- HNW clients · 23 to 22Jul 1, 2025 to Jan 20, 2026
- Individual clients · 86 to 87Jul 1, 2025 to Jan 20, 2026
- Pension plan clients · 5 to 6Jul 1, 2025 to Jan 20, 2026
- Assets in custody · $45.0M to $50.0MJul 1, 2025 to Jan 20, 2026
- Discretionary RAUM · $105M to $113MJul 1, 2025 to Jan 20, 2026
- HNW RAUM · $83.0M to $83.7MJul 1, 2025 to Jan 20, 2026
- Individual RAUM · $19.2M to $25.1MJul 1, 2025 to Jan 20, 2026
- Pension RAUM · $3.0M to $4.1MJul 1, 2025 to Jan 20, 2026
- RAUM · $105M to $113MJul 1, 2025 to Jan 20, 2026
- Financial planning clients · 51-100 to 51-100Apr 10, 2025 to Jul 1, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 407-462-5486reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 407-641-9043reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/wisdom-planning-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- w•••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (407) 462-5486reportedpublic record, Form ADV, Jun 30, 2026
- Contact form
- w•••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $28.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026