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Registered advisor
T•••• C•••••• P•••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedChristiansburg, Vadual registrantIAPD 1743520
Feed of 09/14/2026
At current firm
3 y
since Jan 30, 2023
In the industry
38 y
since Sep 30, 1987 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 30, 2023 · Christiansburg, Va
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Feb 2, 2023 · Atlanta, Ga
- B••• S••••••••• L•• formerJan 24, 2018 to Feb 17, 2021 · Blacksburg, Va
- W•••• F•••• A••••••• wirehouseOct 1, 2000 to Jan 24, 2018 · Christiansburg, Va
Moves
a registration end followed by a registration begin elsewhere
- T••••• A••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 2, 2023, registered Jan 30, 2023 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to B••• S••••••••• L••left Jan 24, 2018, registered Jan 24, 2018 (0 days) · Other · moved with a team
Signals
- T•••• C•••••• P••••• left T••••• A••••••• S•••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-01-30)Feb 2, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address