RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• D•••• O••••
- K•• C••••• F•••••••• A•••••••• L•• independent RIA currentsince Oct 31, 2018 · Fairfield, Nj
- R••••• I••••••••• A•••••••• I•• BD affiliatedOct 15, 2018 to Apr 3, 2024 · Fairfield, Nj
- W•••• F•••• A••••••• wirehouseApr 22, 2009 to Oct 15, 2018 · Fairfield, Nj
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 12, 2009 to Apr 24, 2009 · Saint Petersburg, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJan 25, 2006 to Jan 12, 2009 · Fairfield, Nj
- R•• C•••••• M••••••• L•• national BDMay 6, 2002 to Jan 27, 2006 · Florham Park, Nj
- R••••• I••••••••• A•••••••• I•• to K•• C••••• F•••••••• A•••••••• L••left Apr 3, 2024, registered Oct 31, 2018 (-1981 days) · Other
- W•••• F•••• A••••••• to R••••• I••••••••• A•••••••• I••left Oct 15, 2018, registered Oct 15, 2018 (0 days) · Wirehouse to independent RIA · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• F•••• A•••••••left Apr 24, 2009, registered Apr 22, 2009 (-2 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 12, 2009, registered Jan 12, 2009 (0 days) · corporate re-registration, not a move
- R•• C•••••• M••••••• L•• to R•••••• J•••• F•••••••• S•••••••• I•••left Jan 27, 2006, registered Jan 25, 2006 (-2 days) · Other
- J••• D•••• O•••• left R••••• I••••••••• A•••••••• I•• for K•• C••••• F•••••••• A•••••••• L•• (registered 2018-10-31)Apr 3, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address