DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

W•••••• D•••• O••••

C••••• P••••••• L••independent RIANew York, Ny IA-onlyIAPD 1745860

Chartered Financial Analyst

Feed of 09/15/2026

Also filed as Bill O••••

At current firm

2 y

since Sep 3, 2024

In the industry

32 y

since Nov 29, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• P••••••• L•• independent RIA current
since Sep 3, 2024 · New York, Ny
A••••• C••••••• L•• former
Jul 13, 2015 to Sep 10, 2024 · Greenbrae, Ca
G•• A••••••• S•••••••• L•• asset manager
Feb 11, 2014 to Jul 13, 2015 · San Francisco, Ca
C•• C•••••• M••••••••• I•• unclassified
Mar 1, 2010 to Sep 27, 2011
T•••••••• W••••• A••••••• unclassified
Apr 6, 2005 to Apr 13, 2010 · San Rafael, Ca
M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset manager
Dec 17, 1997 to Dec 18, 2006 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

A••••• C••••••• L•• to C••••• P••••••• L••
left Sep 10, 2024, registered Sep 3, 2024 (-7 days) · RIA to RIA · moved with a team
G•• A••••••• S•••••••• L•• to A••••• C••••••• L••
left Jul 13, 2015, registered Jul 13, 2015 (0 days) · Other
C•• C•••••• M••••••••• I•• to G•• A••••••• S•••••••• L••
left Sep 27, 2011, registered Feb 11, 2014 (868 days) · Other
T•••••••• W••••• A••••••• to C•• C•••••• M••••••••• I••
left Apr 13, 2010, registered Mar 1, 2010 (-43 days) · Other
M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to T•••••••• W••••• A•••••••
left Dec 18, 2006, registered Apr 6, 2005 (-621 days) · Other

Signals

W•••••• D•••• O•••• left A••••• C••••••• L•• for C••••• P••••••• L•• (registered 2024-09-03)
Sep 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address