RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M••••••• E•••
- H•••••••• A•••••••• L•• BD affiliated currentsince Aug 16, 2016 · Madison, Nj
- J• E••• W••••• A•••••••• L•• formerJul 1, 2002 to Sep 20, 2016 · Madison, Nj
- C••••••••• A•••••••• I•• formerMay 30, 2002 to Jun 2, 2009 · Madison, Nj
- J• E••• W••••• A•••••••• L•• to H•••••••• A•••••••• L••left Sep 20, 2016, registered Aug 16, 2016 (-35 days) · Other
- C••••••••• A•••••••• I•• to J• E••• W••••• A•••••••• L••left Jun 2, 2009, registered Jul 1, 2002 (-2528 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address