DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

J• E••• W••••• A•••••••• L••

Former SEC-registered adviserMadison, New JerseyCRD 121134SEC 801-69374IAPD
Latest filing Mar 18, 2016
First filing on the tape Jan 23, 2012 · 9 filings
RAUM
$205M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$205M as of Mar 18, 2016
Jan 23, 2012$111M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 18, 2016
Jan 23, 20120 then
Employees (5.A)4 as of Mar 18, 2016
Mar 28, 20131 then
Private funds: no history
RAUM +25% over the last fiscal year+17% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 18, 2016; every figure names its basis
RAUM per advisor
$103MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$560,109derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+25%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
366reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • E•••• J•••• M••••••• · Managing Member, Chief Compliance Officercontrol
    since 05/2007 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
  • Sea Girt, NJ
What changed
consecutive filings, newest first
  • Accounts · 763 to 366
    Jan 7, 2016 to Mar 18, 2016
  • Employees · 5 to 4
    Jan 7, 2016 to Mar 18, 2016
  • Discretionary RAUM · $164M to $205M
    Jan 7, 2016 to Mar 18, 2016
  • RAUM · $164M to $205M
    Jan 7, 2016 to Mar 18, 2016
  • Accounts · 332 to 763
    May 28, 2014 to Feb 13, 2015
  • Advisory employees · 1 to 2
    May 28, 2014 to Feb 13, 2015
  • BD registered reps · 1 to 2
    May 28, 2014 to Feb 13, 2015
  • Employees · 1 to 5
    May 28, 2014 to Feb 13, 2015
  • State-registered IARs · 1 to 2
    May 28, 2014 to Feb 13, 2015
  • Discretionary RAUM · $147M to $164M
    May 28, 2014 to Feb 13, 2015
  • RAUM · $147M to $164M
    May 28, 2014 to Feb 13, 2015
  • Accounts · 391 to 332
    May 23, 2013 to Feb 6, 2014
  • Discretionary RAUM · $129M to $147M
    May 23, 2013 to Feb 6, 2014
  • RAUM · $129M to $147M
    May 23, 2013 to Feb 6, 2014
  • Accounts · 375 to 391
    Oct 24, 2012 to Mar 28, 2013
  • Advisory employees · unset to 1.0
    Oct 24, 2012 to Mar 28, 2013
  • BD registered reps · unset to 1.0
    Oct 24, 2012 to Mar 28, 2013
  • Commission compensation · true to false
    Oct 24, 2012 to Mar 28, 2013
  • Employees · unset to 1.0
    Oct 24, 2012 to Mar 28, 2013
  • State-registered IARs · 0 to 1
    Oct 24, 2012 to Mar 28, 2013
  • Discretionary RAUM · $111M to $129M
    Oct 24, 2012 to Mar 28, 2013
  • RAUM · $111M to $129M
    Oct 24, 2012 to Mar 28, 2013
  • Related broker-dealer · true to false
    Oct 24, 2012 to Mar 28, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026