DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Lisa Finkelstein Stavsky

Wesbanco Securities, Inc.BD affiliatedWheeling, Wv dual registrantIAPD 1749197

Feed of 09/15/2026

Also filed as Lisa Pam Finkelstein

At current firm

7 y

since Apr 5, 2019

In the industry

34 y

since Nov 4, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wesbanco Securities, Inc. BD affiliated current
since Apr 5, 2019 · Wheeling, Wv
Advice And Planning Services BD affiliated
Jun 20, 2016 to Mar 19, 2019 · Dublin, Oh
Pnc Wealth Management BD affiliated
Nov 13, 2009 to Jun 9, 2016 · Columbus, Oh
Natcity Investments, Inc. unclassified
Jan 1, 2000 to Nov 13, 2009 · Englewood, Oh

Moves

a registration end followed by a registration begin elsewhere

Advice And Planning Services to Wesbanco Securities, Inc.
left Mar 19, 2019, registered Apr 5, 2019 (17 days) · Affiliated broker-dealer or bank to another
Pnc Wealth Management to Advice And Planning Services
left Jun 9, 2016, registered Jun 20, 2016 (11 days) · Other
Natcity Investments, Inc. to Pnc Wealth Management
left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address